Where Personalized Service Meets Institutional Expertise
At Encompass Financial, we deliver a distinctive wealth management experience by combining attentive, specialized service with enterprise-level capabilities.
Your Wealth, Holistically Managed and with More Resources
A group of award-winning financial advisors led by Jason L Smith created Prosperity Capital Advisors (PCA) — a nationally recognized SEC-registered investment advisor (RIA). We partner with PCA to take your holistic wealth management experience to the next level.
How Our Partnership Works
- PCA serves as the Registered Investment Adviser providing regulatory oversight and fiduciary compliance
- Encompass Financial advisors work directly with you to deliver specialized guidance and portfolio management
- You benefit from both sophisticated financial tools and individualized attention
The Power of Partnership: Combining Personalized Service with Institutional Strength
Our strategic relationship with Prosperity Capital Advisors creates a wealth management experience that delivers the best of both worlds — the elevated experience you get with a boutique firm but with premium planning capabilities at scale.
Investment Excellence
- Institutional Access: Gain entry to preferred investment solutions typically reserved for ultra-high-net-worth clients
- Custom Portfolio Design: Benefit from customized strategies built around your specific goals and risk tolerance
- Advanced Analytics: Your investments are supported by PCA's professional investment committee, dedicated market research, and thorough due diligence
- Tax Efficiency: Ability to implement proactive strategies designed to minimize tax impact and maximize after-tax returns
Technology & Planning Resources
- Advanced Planning Tools: Access comprehensive planning software and superior portfolio analytics
- Secure Organization: Manage your financial life through an intuitive client portal with transparent performance reporting
- Integrated Solutions: Experience wealth management that connects all aspects of your financial picture—from investments to insurance and estate planning
- Risk Management: Identify and address potential vulnerabilities in your financial plan
Enhanced Client Experience
- Local Understanding: Work with advisors who understand your unique situation
- Specialized Insights: Get access to PCA’s impressive network of CFP® professionals, CPAs, tax specialists, and estate planning attorneys when your situation requires specialized expertise
- Fiduciary Standard: Know that all recommendations are legally required to be in your best interest
Industry Recognition & Expertise
When you work with Encompass Financial, you’re also working with a nationally recognized leader in the wealth management industry.
- Recognized by Financial Advisor Magazine as one of the top RIAs three years in a row for 2022, 2023, and 2024, rising in the ranks each time.
Financial Advisor Magazine ranks firms by fact-checking firm-provided AUM data. Eligible firms must be independent registered investment advisors, submit their own ADV form to the SEC, and offer financial planning to individual clients. Third-party rankings and recognition from rating services or publications are no guarantee of future investment success. Working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor or by any client nor are they representative of any one client’s evaluation. Generally, ratings, rankings, and recognition are based on information prepared and submitted by the advisor. Unless otherwise noted, no fee was paid for consideration of any ranking or award.
- Selected as one of the 50 Fastest Growing RIAs in the United States for 2024 by Financial Advisor Magazine.
- The Bucket Plan® approach featured in a bestselling book named as a top retirement planning resource by Entrepreneur.com in 2024 and U.S. News & World Report in 2023.*
The Difference is Clear
Experience the difference of working with an Encompass Financial advisor backed by PCA's resources and acumen. Schedule a free consultation to explore how our unique combination of personal care and comprehensive infrastructure can enhance your financial journey:
Schedule Your Complimentary Consultation
The awards and recognitions listed below pertain specifically to Prosperity Capital Advisors (PCA) which is the Registered Investment Advisor (RIA) the Investment Advisor Representatives (IAR) of Encompass Financial are registered with. These honors reflect PCA’s commitment to excellence in investment advisory services and do not pertain to Encompass Financial as an entity.
